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1 Introduction 🔒 Dedication 🔒 Copyright Page 🔒 Trademark Protection and Legal Notices 🔒 Regulatory Reference Disclaimer 🔒 No Legal, Regulatory, or Professional Advice 🔒 Limitation of Liability 🔒 About the Author 🔒 Why I Wrote This Book 🔒 Consulting Services 🔒 PART I - DORA AS AN OPERATIONAL REGULATION 🔒 Chapter 1: DORA’s Legal Logic - From Regulation to Daily Operations 🔒 Chapter 2: Management Accountability, Evidence and the Burden of Proof 🔒 Chapter 3: Why Checklists, Logs and Calendars Are Legally Implied under DORA 🔒 Chapter 4: Corrective and Preventive Actions under EU DORA 🔒 PART II - PRACI: ROLES, EXECUTION AND ACCOUNTABILITY 🔒 Chapter 5: The PRACI Model Explained - Why the Performer Is a Regulatory Necessity under DORA 🔒 Chapter 6: PRACI Mapping Across a Financial Institution 🔒 Chapter 7: PRACI and Legal Exposure - Civil, Regulatory and Criminal Risk 🔒 Chapter 8: Training as an Operational Control under DORA 🔒 Chapter 9: PRACI Matrices for Supervisory Inspections 🔒 PART III - THE 53 DORA POLICIES AS THE STRUCTURAL BACKBONE 🔒 Chapter 10: Structuring the 53-Policy DORA Framework 🔒 Chapter 11: Policy Ownership, Lifecycle, Review and Approval Logs 🔒 Chapter 12: Linking Each Policy to Checklists, Logs and Corrective and Preventive Actions 🔒 Chapter 13: Policy Exceptions, Risk Acceptance and Escalation 🔒 Chapter 14: Policy-Driven Training Obligations by PRACI Role 🔒 PART IV - MANDATORY DORA CHECKLISTS 🔒 Chapter 15: Governance and Management Body Checklists 🔒 Chapter 16: ICT Risk Management and Security Checklists 🔒 Chapter 17: Identity, Access and Privileged Account Checklists 🔒 Chapter 18: Systems, Architecture, Backup and Disaster Recovery Checklists 🔒 Chapter 19: Incident Detection, Classification and Response Checklists 🔒 Chapter 20: Major Incident Reporting and Regulatory Communication Checklists 🔒 Chapter 21: Third-Party, Cloud and Supply Chain Checklists 🔒 Chapter 22: Data Location, Sovereignty and Cloud Transparency Checklists 🔒 Chapter 23: Interdependency and Recovery Sequencing Checklists 🔒 Chapter 24: Testing, Scenario Analysis and Advanced Resilience Testing Checklists 🔒 Chapter 25: Logging, Monitoring and Audit Trail Checklists 🔒 Chapter 26: Operational Calendars and Recurring Control Activities 🔒 Chapter 27: Corrective and Preventive Action Tracking Checklists 🔒 Chapter 28: Management Reporting, Dashboards and Escalation Checklists 🔒 Chapter 29: Audit, Assurance and Independent Review Checklists 🔒 Chapter 30: Documentation, Record-Keeping and Retention Checklists 🔒 PART V - AUTOMATION, INTEGRATION AND SCALE 🔒 Chapter 31: Automation of Checklists, Logs and Calendars under DORA 🔒 Chapter 32: System Integration, Data Flows and CMDB Alignment 🔒 Chapter 33: Data Quality, Reconciliation and Consistency Checklists 🔒 Chapter 34: Training, Awareness and Competence Checklists 🔒 Chapter 35: Role Definition, Segregation of Duties and PRACI Enforcement Checklists 🔒 Chapter 36: Exception Management, Deviations and Risk Acceptance Checklists 🔒 Chapter 37: Supervisory Interaction, Inspections and Evidence Readiness Checklists 🔒 Chapter 38: Group-Level Governance, Cross-Border Operations and Consolidation Checklists 🔒 Chapter 39: Proportionality, Tailoring and DORA Maturity Models 🔒 Chapter 40: The DORA Operating Model - From Project to Permanent Capability 🔒 ANNEX B - ADVANCED MASTER CHECKLIST CATALOGUE 🔒 ANNEX C - WHY THESE CHECKLISTS MUST EXIST 🔒 ANNEX D - PRACI ROLE MATRICES, DECISION AUTHORITY 🔒 ANNEX E - END-TO-END RECOVERY SCENARIOS 🔒 ANNEX F - MANAGEMENT BODY LIABILITY, 🔒 ANNEX G - BOARD-LEVEL DECISION CHECKLISTS 🔒 ANNEX H - CIVIL, ADMINISTRATIVE AND CRIMINAL NEGLIGENCE 🔒 ANNEX I - MANAGEMENT BODY DECISION LOGS, 🔒 ANNEX J - LMS COURSE CATALOGUE 🔒 ANNEX K - AUTOMATION BLUEPRINTS 🔒 ANNEX L - SUPERVISORY INSPECTION QUESTION BANK 🔒 ANNEX M - 24-36 MONTH EU DORA IMPLEMENTATION 🔒 ANNEX N - MAPPING EU DORA TO GDPR, NIS 🔒 ANNEX O - OPERATIONAL CALENDAR OF DORA ACTIVITIES 🔒 ANNEX P - CONTROL PERFORMANCE 🔒 ANNEX Q - CORRECTIVE AND PREVENTIVE ACTION (CAPA) 🔒 ANNEX R - CHANGE MANAGEMENT 🔒 Closing Statement

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EU DORA Operational Excellence › Introduction

Introduction